Fidelity Institutional Wealth Services TRADE EXECUTION CONFIRMATION
Conf. No: FIn2016n001234 | Date: February 10, 2016
Institutional Client Services | Wealth Management Platform
Initial Portfolio Construction
Account Establishment and Full Allocation Deployment — February 2016
Client Household: Alex & Sam Chen Confirmation No.: FIn2016n001234
(HH-CHEN-001)
Advisor: Morgan Park, CFP® Confirmation Date: February 10, 2016
(ADV-PARK-001) | Clearwater
Wealth Partners
Custodian: Fidelity Institutional Wealth Services Settlement Date: February 11, 2016
(CUST-FI-001)
Decision / Ref: GoalID-2016-01 / GoalID-2016-02 / Document ID: DOC-TradeConf-2016Q1-001
GoalID-2016-03
Meeting Ref: MtgID-2016Q1-01 Confirmation Portfolio Initialization
Type:
IPS Version: IPS-2016 (70% Equity / 28% Fixed Tax Year: 2016
Income / 2% Cash)
TRADE CONTEXT & RATIONALE
Initial portfolio construction upon engagement of Clearwater Wealth Partners as advisor for the Chen household. Household
assets of $410,000 deployed across ACCT-TX01 (Joint Taxable), ACCT-IRA1 (Alex Traditional IRA), and ACCT-RIRA (Alex
Roth IRA) per IPS-2016 allocation of 70% equity / 28% fixed income / 2% cash. Tax-aware placement applied: US equity core
and munis in taxable account; core bonds and TIPS in tax-deferred IRA; small-cap and EM equity in Roth IRA (growth-tilted, no
near-term distribution). All mutual fund orders placed at next-day NAV; settlement T+1. No taxable gain events on this trade date.
TRADE EXECUTION DETAIL
Trade Actio Gross Comm/ Net Notes / Lot
Account / No. Settle Security CUSIP Quantity Price
Date n Amt Fee Amount Info
US equity
core;
ACCT-TX01 IPS-2016
02/10/201 02/11/20 UECIX 67890A10 $125,000. $125,000.
Z23n8472n91 BUY 3,125 $40.00 $0.00 core sleeve
6 16 US Equity Core Index Fund 0 00 00
Joint Taxable Brokerage Basis:
$40.00/sh —
new lot
Intl
developed
equity;
ACCT-TX01 IDEIX
02/10/201 02/11/20 45678A10 $50,000.0 $50,000.0 IPS-2016 intl
Z23n8472n91 BUY Intl Developed Equity Index 2,000 $25.00 $0.00
6 16 0 0 0 sleeve
Joint Taxable Brokerage Fund
Basis:
$25.00/sh —
new lot
Fidelity Institutional Wealth Services | 245 Summer Street, Boston, MA 02210 | fidelityinstitutional.com
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Document Ref: DOC-TradeConf-2016Q1-001 | Household: HH-CHEN-001 | Custodian: CUST-FI-001 | Synthetic demo data only

Fidelity Institutional Wealth Services TRADE EXECUTION CONFIRMATION
Conf. No: FIn2016n001234 | Date: February 10, 2016
Institutional Client Services | Wealth Management Platform
Trade Actio Gross Comm/ Net Notes / Lot
Account / No. Settle Security CUSIP Quantity Price
Date n Amt Fee Amount Info
Emerging
markets
equity;
ACCT-TX01 EMEIX
02/10/201 02/11/20 23456A10 $19,998.0 $19,998.0 IPS-2016
Z23n8472n91 BUY Emerging Markets Equity 1,111 $18.00 $0.00
6 16 0 0 0 EM sleeve
Joint Taxable Brokerage Index Fund
Basis:
$18.00/sh —
new lot
Municipal
bond;
taxable
ACCT-TX01
02/10/201 02/11/20 MUNIX 78901A10 $48,000.0 $48,000.0 account (tax
Z23n8472n91 BUY 4,800 $10.00 $0.00
6 16 Municipal Bond Fund 0 0 0 -efficient)
Joint Taxable Brokerage
Basis:
$10.00/sh —
new lot
Cash
equivalent
ACCT-TX01 STBIX sleeve; 2%
02/10/201 02/11/20 12345A10 $12,000.0 $12,000.0
Z23n8472n91 BUY Short-Term Bond / Cash 1,200 $10.00 $0.00 cash per IPS
6 16 0 0 0
Joint Taxable Brokerage Equiv Fund Basis:
$10.00/sh —
new lot
Core bond in
tax-deferred
ACCT-IRA1
02/10/201 02/11/20 UCBIX 34567A10 $60,000.0 $60,000.0 IRA; bond tilt
Z23n8472n92 BUY 6,000 $10.00 $0.00
6 16 US Core Bond Index Fund 0 0 0 Basis:
Alex Traditional IRA
$10.00/sh —
new lot
TIPS/Treasu
ry fund;
inflation
ACCT-IRA1
02/10/201 02/11/20 UTIPX 56789A10 $15,000.5 $15,000.5 hedge in
Z23n8472n92 BUY 1,579 $9.50 $0.00
6 16 US Treasury & TIPS Fund 0 0 0 IRA
Alex Traditional IRA
Basis:
$9.50/sh —
new lot
Equity
sleeve in
IRA for
ACCT-IRA1
02/10/201 02/11/20 UECIX 67890A10 $25,000.0 $25,000.0 rebalancing
Z23n8472n92 BUY 625 $40.00 $0.00
6 16 US Equity Core Index Fund 0 0 0 flexibility
Alex Traditional IRA
Basis:
$40.00/sh —
new lot
Small cap;
growth tilt in
ACCT-RIRA
02/10/201 02/11/20 USCIX 91234A10 $55,000.0 $55,000.0 Roth IRA
Z23n8472n93 BUY 2,500 $22.00 $0.00
6 16 US Small Cap Index Fund 0 0 0 Basis:
Alex Roth IRA
$22.00/sh —
new lot
Fidelity Institutional Wealth Services | 245 Summer Street, Boston, MA 02210 | fidelityinstitutional.com
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Document Ref: DOC-TradeConf-2016Q1-001 | Household: HH-CHEN-001 | Custodian: CUST-FI-001 | Synthetic demo data only

Fidelity Institutional Wealth Services TRADE EXECUTION CONFIRMATION
Conf. No: FIn2016n001234 | Date: February 10, 2016
Institutional Client Services | Wealth Management Platform
Trade Actio Gross Comm/ Net Notes / Lot
Account / No. Settle Security CUSIP Quantity Price
Date n Amt Fee Amount Info
TOTAL
S
Total Purchased: $409,998.50
SETTLEMENT SUMMARY
Description Amount Settlement Date Direction
Total Purchased (BUY orders) $409,998.50 February 11, 2016 Debit
TAX IMPACT NOTES
No capital gain or loss events. New cost basis established for all positions at transaction NAV.
IMPORTANT: This Trade Execution Confirmation is a summary of executed orders processed through the Fidelity Institutional platform. All transactions are subject to
the terms and conditions of the applicable account agreement. Prices shown are execution prices; actual settlement may vary for equity securities by T+2. Tax
information is provided for planning reference only; clients should consult their tax advisor. This document is synthetic demo data generated for product demonstration
purposes and does not constitute an actual trade confirmation, investment advice, or tax advice.
Fidelity Institutional Wealth Services | 245 Summer Street, Boston, MA 02210 | fidelityinstitutional.com
Page 3
Document Ref: DOC-TradeConf-2016Q1-001 | Household: HH-CHEN-001 | Custodian: CUST-FI-001 | Synthetic demo data only
